Deadline to Complete NC: Wealth Management Qualification SAQA 57608.

Financial planners who have a partially completed National certificate in Wealth Management SAQA ID 57608 (or old qualification SAQA 23973), who are at risk of being debarred by the FSB due to non-completion of a required qualification, have a limited time to complete...

Regulatory Exams – second round

The industry has been busy writing the first round of regulatory exams which cover the regulatory requirements for representatives and key individuals. I have been surprised to discover that many seem unaware that this is not the end of the regulatory examination...