Nov 17, 2016 | CPD, CPD Continuing Professional Development, Debarred by FSB, DOFA Date, FAIS, FAIS Credits, FSB, FSB Fit and Proper, NC Wealth Management 57608, Regulatory exams, RPL
As we reach the end of the year is surprises me that I am still receiving calls from financial advisers who are going to be debarred in January due to their DOFA date with the FSB and want to know what I can do to help them. The required qualification is a National...
