Regulatory Exam Preparation

We offer training programs for regulatory examination preparation for the following:

  • RE 1 key Individuals and Financial Service Providers
  • RE 5 Representatives

The reading material for the above RE is available from INSETA or on our links page under RE links.

Please make use of these documents to help prepare for the examinations which are currently done through Moonstone.  The link to the Moonstone to enrol for these exams is:

Moonstone RE Registration

If you want to attend one of the skills programs to help prepare for the regulatory exams you need to complete the enrolment form and as some of these programs require 10 learners we will put you on a waiting list and will advise you when a program is being scheduled. We can enrol individuals on self-study/computer aided/blended learning options or individual coaching options.

Please note that the application form is an electronic WORD form and you can capture the required information electronically on these forms and mail them back to us.

Please copy the form on to your PC and open them and complete them in full, save them and then mail them back to us.
You will require to have MS Office 7 or later to be able to complete these documents electronically.
If you are unable to complete the electronic copies print and complete in black ink and mail them back to us with certified copies of your certificates.
We will use this evaluation and pre-assessment forms to assess your situation and needs and advise which programs would best meet these needs.

Please click on the following link to access the application form:


RSC process

RSC can run a 2-day workshop to help prepare for this examination using the INSETA RE material.

The process for the program would be:

Contact RSC and set up a workshop
Book your examination date
Receive pre-reading material two weeks before the workshop
Reading, self-study and self-assessment in preparation for the workshop
Attend RSC RE Preparation Workshop
Pre-assessment at the start of the program – 50% target

The program is then made up of:

Input on compliance, Fais and Ethics by the facilitator
Short multiple-choice assessment(similar to the exam)
Self-assessment in class
Feedback from facilitator on correct and incorrect solutions
Repeat this process until we have completed all the content for the exam and are achieving 65% or higher in the assessment
Input on FAIS, FICA, FAIS General Code, Important Board Notices and how to prepare for the exam
You will complete 2 mock examinations in addition to the above shorter assessments. Target is to be getting in excess of 65% which is the minimum requirements for the regulatory examination.
Self-study program of reading and further self-assessment for 2 weeks leading up to the regulatory examination

Write the regulatory examination with FPI or Moonstone

The cost for this 2-day workshop, reading and self-study material supplied on disk and the mock assessments is R1 000 per learner if run in your companies offices, boardroom or Training room and we would require a minimum of 10 learners.

If you do not have a board room or training room we can use contact up and we will try to source a training venue near to your offices and will let you have a price which includes the cost of this venue.

If you are interested please contact us at on the “contact us page”

If you are not part of a group and do not have a minimum of 10 learners for a program contact us at and we will put you on a waiting list to build up enough learners to run a program. We will advise you of the cost for this program as we will have to include the cost of the venue.

Cost for this program is R1500 +VAT per learner and a minimum of 10 learners is required.

RSC Computerised Option

Contact RSC at to complete an enrolment form to gain access to the online video program to help prepare for the RE exams for KI or Representatives.

These videos are designed to provide lecture input to support the free generic material and support documentation(legislation, regulation and board notices) by RSC at no cost.

The online option provides a low-cost option to prepare for the exams without having to attend lectures at specific dates or time who do not have a group that meets our minimum requirement for the classroom program.

The cost for access to the video is R500 + VAT per learner and this will provide 9 online lectures which cover the outcomes for the regulatory exams. Learners often make use of one hour of coaching at R500 + VAT to support the online lectures and the cost for this would be R1000 + VAT.

RSC SME support for the exams

RSC has a group of SME’s (Subject Matter Experts) who can provide one on one coaching and support for the above self-study options.

These expert and qualified financial planners are available for one on one coaching at a rate of R500 +VAT per hour.

RSC provides all learners with access to the study material and relevant legislation, regulations, Code of Conduct and Board notices on our links page which all learners are welcome to use at no cost to prepare for the RE for Key Individuals or Representatives.

You only need to complete the application form if you want to enrol for the classroom, self-study/blended learning/computer aided and/or coaching options offered by RSC