L5 NC: Wealth Management SAQA ID 57608 Links

The following links have been included for learners who are completing his qualification and would like some direction on website and resources to use for the research required to complete the portfolio of evidence for the following unit standards and skills programs required to complete this qualification.

General Resources and Media

The following are very useful resources that can be used for research for this whole program:

FSB Board Notice 76 of 2015 lists the qualifications which are acceptable to the FSB for fit and proper requirements.  The National Certificate in wealth Management SAQa ID 57608 / 66611 that we provide through the INSETA ETQA, is on this listing on the bottom of page 25 and has been high lighted in yellow:

Board Notice 76 of 2015 small

Investopedia is an excellent resource which provides a wiki for all things investments and has an excellent glossary of financial terms

www.investopedia.com

Wikipedia – an online encyclopaedia which is maintained by the community that uses.

IOL is an excellent online news resource which has an online magazine  Personal finance which is focussed on providing information on insurance, medical aids, investments, retirement, banking and all aspects of personal financial planning.

News 24 is another excellent online news website

Fact Checking sites

Factcheck SA Facebook Group

The following facebook group created for people who are serious about posting correct information. Join this if you want infromation or to ensure your facebook is not “fake news”:

Factcheck SA

The following 3 sites will help you in ensuring that your research is not based on “fake news”

Africheck SA fact-checking site

Allsides

FactCheck

Mission

We are a nonpartisan, nonprofit “consumer advocate” for voters that aims to reduce the level of deception and confusion in U.S. politics. We monitor the factual accuracy of what is said by major U.S. political players in the form of TV ads, debates, speeches, interviews and news releases. Our goal is to apply the best practices of both journalism and scholarship and to increase public knowledge and understanding.

FactCheck.org is a project of the Annenberg Public Policy Center of the University of Pennsylvania. The APPC was established by publisher and philanthropist Walter Annenberg to create a community of scholars within the University of Pennsylvania that would address public policy issues at the local, state and federal levels

Click here to go to Fact check

Snopes

This is an excellent fact checker for international news

Financial Services Legislation and Regulations

The FCSA provides links to all the important legislation for the financial services industry at the following link ans include the following:

  • Collective Investment Schemes Control Act (Act 45 of 2002)
  • Credit Rating Services Act (Act 24 of 2012)
  • Financial Advisory and Intermediaries Services Act (FAIS Act)(Act 37 of 2002)
  • Financial Institutions (Protection of Funds) Act (Act 28 of 2001)
  • Financial Intelligence Centre Act (Act 38 of 2001)
  • Financial Markets Act (Act 19 of 2012)
  • Financial Sector Regulation Act (Act 9 of 2017)
  • Financial Services Board Act (Act 97 of 1990)
  • Financial Services Ombud Schemes Act (Act 37 of 2004)
  • Financial Supervision of the Road Accident Fund Act (Act 8 of 1993)
  • Friendly Societies Act (Act 25 of 1956)
  • Insurance Act (Act 18 of 2017)
  • Long-term Insurance Act (Act 52 of 1998)
  • Pension Funds Act, 24 (Act 24 of 1956)
  • Short-term Insurance Act (Act 53 of 1998)

CLICK HERE FOR: Financial Services Legislation

Introduction and Report Writing

Ethics and Compliance Environment

Financial ervces Legislation

FSCA and all the financial services legislation and regulations are found at the FSCA website at: FSCA LEGISLATION AND ACTS REGULATED BY THEM

Ethics

FAIS ACT and Money Laundering

Economics, Current Affairs, Change in Financial Services

A very useful news resource for this area for this area is http://www.iol.co.za/business/personal-finance

Risk and Risk Mitigation

  • US 242581 Trend analysis

Marketing, Communication, Client Care and FNA

Financial Advice and Planning Skills

Retirement Planning

Tax Planning

For all information on income tax, CGT, Estate Duty and other forms of taxation use the SARS website. You will also find documents on taxation of retirement funds, business taxation and worksheets to do income tax calculations.

Investments and Portfolio Management

Estate Planning, Wills and Trusts

Risk and Short Term Insurance